ISO 37301 Compliance Management System Training Course
ISO 37301 is an international standard outlining the requirements for establishing, developing, implementing, evaluating, maintaining, and improving an effective compliance management system (CMS).
This instructor-led live training, available online or onsite, is designed for beginner to intermediate professionals who want to understand, implement, or audit a compliance management system in line with ISO 37301.
Upon completing this training, participants will be able to:
- Grasp the structure, purpose, and scope of ISO 37301.
- Implement core elements of a compliance management system (CMS).
- Identify compliance risks and opportunities throughout the organization.
- Integrate the ISO 37301 CMS with existing governance, risk, or ISO frameworks.
Course Format
- Interactive lectures and discussions.
- Practical exercises and real-world case studies.
- Group activities and compliance scenario simulations.
Customization Options
- For customized training requests, please contact us to arrange accordingly.
Course Outline
Introduction to ISO 37301 and Compliance Management
- Overview of ISO 37301 and its primary objectives
- Core compliance principles: integrity, accountability, and transparency
- Key differences between ISO 19600 and ISO 37301
Organizational Context and Leadership
- Understanding the organization’s external and internal context
- Responsibilities of top management and the role of leadership
- Developing a compliance policy and setting objectives
Planning and Support Functions
- Assessing compliance risks and defining mitigation strategies
- Requirements for competence, awareness, and communication
- Documentation and resource needs for the CMS
Operational Controls and Compliance Processes
- Establishing operational procedures and assigning responsibilities
- Considerations for outsourcing and third-party compliance
- Documenting compliance obligations and controls
Monitoring, Evaluation, and Reporting
- Measuring compliance performance and using KPIs
- Conducting internal audits and compliance assessments
- Processes for compliance reporting and escalation
Management Review and Continuous Improvement
- Reviewing system performance and gathering leadership input
- Addressing noncompliance and implementing corrective actions
- Ensuring the continual improvement of the CMS
Certification, Integration, and Future Readiness
- Steps for ISO 37301 certification and third-party audits
- Integration with ISO 37001, ISO 9001, or ISO 27001
- Emerging compliance trends and digital governance
Summary and Next Steps
Requirements
- A working knowledge of compliance and risk-related concepts
- Familiarity with management system standards
- Experience in regulatory, legal, or internal control functions
Target Audience
- Compliance officers and internal control managers
- Auditors, legal advisors, and risk professionals
- Senior managers and governance leaders aiming to uphold compliance integrity
Need help picking the right course?
southafrica@nobleprog.co.za or +27 (0)10 005 5793
ISO 37301 Compliance Management System Training Course - Enquiry
Testimonials (1)
Theory followed by practical examples and exercices. Job well done!
Vincenzo Delle Donne - Department of National Defence
Course - ISO 37301 Compliance Management System
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